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by Pravegaa Education
Chapter 12

Perturbation Theory

12.1  Non-Degenerate Perturbation Theory

  • Perturbation theory: approximate methods that split a problem into a solvable part and a small correction.

  • \(H=H_0+H_P\), \(H_P=\lambda W\), \(\lambda\ll1\); \(H_0\left|\phi_n\right\rangle=E_n^0\left|\phi_n\right\rangle\) with non-degenerate \(E_n^0\).

  • Expand in powers of \(\lambda\): \[E_n=E_n^0+\lambda E_n^1+\lambda^2E_n^2+\cdots,\qquad \left|\psi_n\right\rangle=\left|\phi_n\right\rangle+\lambda\left|\psi_n^1\right\rangle+\lambda^2\left|\psi_n^2\right\rangle+\cdots\]

  • Insert in \(H\left|\psi_n\right\rangle=E_n\left|\psi_n\right\rangle\) and equate powers of \(\lambda\):

    • \(\lambda^0\): \(H_0\left|\phi_n\right\rangle=E_n^0\left|\phi_n\right\rangle\)

    • \(\lambda^1\): \(H_0\left|\psi_n^1\right\rangle+W\left|\phi_n\right\rangle=E_n^0\left|\psi_n^1\right\rangle+E_n^1\left|\phi_n\right\rangle\)

    • \(\lambda^2\): \(H_0\left|\psi_n^2\right\rangle+W\left|\psi_n^1\right\rangle=E_n^0\left|\psi_n^2\right\rangle+E_n^1\left|\psi_n^1\right\rangle+E_n^2\left|\phi_n\right\rangle\)

  • Normalization convention \(\left\langle \phi_n\middle|\psi_n\right\rangle =1\Rightarrow\left\langle \phi_n\middle|\psi_n^k\right\rangle =0\) for \(k\ge1\).

Results

  • First-order energy:   \(E_n^1=\left\langle \phi_n\middle|W\middle|\phi_n\right\rangle\) — the expectation value of the perturbation.

  • First-order state:   \(\left|\psi_n^1\right\rangle=\displaystyle\sum_{m\ne n}\frac{\left\langle \phi_m\middle|W\middle|\phi_n\right\rangle }{E_n^0-E_m^0}\left|\phi_m\right\rangle\).

  • Second-order energy:   \(E_n^2=\left\langle \phi_n\middle|W\middle|\psi_n^1\right\rangle =\displaystyle\sum_{m\ne n}\frac{|\left\langle \phi_m\middle|W\middle|\phi_n\right\rangle |^2}{E_n^0-E_m^0}\).

  • For the ground state every denominator is negative \(\Rightarrow E_0^2\le0\) always.

Example 12.1   Two-level system

\(H=\begin{pmatrix}E_1&0\\0&E_2\end{pmatrix}+\lambda\begin{pmatrix}0&E_0\\E_0&0\end{pmatrix}\), \(E_1<E_2\). Find (i) \(E_n^0,\left|\phi_n\right\rangle\); (ii) \(E_n^1\); (iii) \(\left|\psi_n^1\right\rangle\); (iv) \(E_n^2\).

Solution

  • (i)  \(E_1^0=E_1\), \(\left|\phi_1\right\rangle=\binom10\);   \(E_2^0=E_2\), \(\left|\phi_2\right\rangle=\binom01\).

  • (ii)  \(W\) has zero diagonal \(\Rightarrow E_1^1=E_2^1=0\).

  • (iii)  \(\left|\psi_1^1\right\rangle=\dfrac{E_0}{E_1-E_2}\binom01\),   \(\left|\psi_2^1\right\rangle=\dfrac{E_0}{E_2-E_1}\binom10\).

  • (iv)  \(E_1^2=\dfrac{E_0^2}{E_1-E_2}<0\),   \(E_2^2=\dfrac{E_0^2}{E_2-E_1}>0\) — the levels repel.

Example 12.2   Perturbations in an infinite well

Box \([0,a]\), \(\phi_n=\sqrt{\frac2a}\sin\frac{n\pi x}{a}\). Find \(E_n^1\) for: (i) \(\lambda V_0\) throughout; (ii) \(\frac{\lambda V_0}{2}\) on \([0,\frac a2]\), \(\lambda V_0\) on \([\frac a2,a]\); (iii) \(\frac{\lambda V_0x}{a}\); (iv) \(\lambda V_0a\,\delta(x-\frac a2)\); (v) \(\lambda V_0a\,\delta(x-\frac a4)\).

Solution

  • (i)  \(E_n^1=\lambda V_0\) (a constant shift; wavefunction unchanged).

  • (ii)  Each half carries probability \(\frac12\): \(E_n^1=\frac12\cdot\frac{\lambda V_0}{2}+\frac12\lambda V_0=\frac{3\lambda V_0}{4}\).

  • (iii)  \(E_n^1=\frac{\lambda V_0}{a}\left\langle x\right\rangle=\frac{\lambda V_0}{2}\).

  • (iv)  \(E_n^1=\lambda V_0a\cdot\frac2a\sin^2\frac{n\pi}{2}=2\lambda V_0\) (\(n\) odd), \(0\) (\(n\) even).

  • (v)  \(E_n^1=2\lambda V_0\sin^2\frac{n\pi}{4}\): \(\lambda V_0\) (\(n\) odd), \(2\lambda V_0\) (\(n=2,6,10,\ldots\)), \(0\) (\(n=4,8,\ldots\)).

Example 12.3   Oscillator with a linear perturbation \(\lambda x\)

Find \(E_n^1\), \(\left|\psi_n^1\right\rangle\) and \(E_n^2\).

Solution

  • \(x=\sqrt{\frac{\hbar}{2m\omega}}(a+a^\dagger)\) \(\Rightarrow E_n^1=\lambda\left\langle n\middle|x\middle|n\right\rangle =0\).

  • \(\left|\psi_n^1\right\rangle=\lambda\sqrt{\dfrac{\hbar}{2m\omega}}\,\dfrac{1}{\hbar\omega}\Big[\sqrt n\left|n-1\right\rangle-\sqrt{n+1}\left|n+1\right\rangle\Big]\).

  • \(E_n^2=\lambda^2\dfrac{\hbar}{2m\omega}\Big[\dfrac{n}{\hbar\omega}-\dfrac{n+1}{\hbar\omega}\Big]=-\dfrac{\lambda^2}{2m\omega^2}\) — exact (complete the square; cf. Volume I).

Example 12.4   Oscillator with \(\lambda x^2\)

Find \(E_n^1\) and \(\left|\psi_n^1\right\rangle\).

Solution

  • \(x^2=\frac{\hbar}{2m\omega}\big(a^2+a^{\dagger2}+2N+1\big)\) \(\Rightarrow E_n^1=\lambda\dfrac{\hbar}{2m\omega}(2n+1)\).

  • \(\left|\psi_n^1\right\rangle=\dfrac{\lambda}{4m\omega^2}\Big[\sqrt{n(n-1)}\left|n-2\right\rangle-\sqrt{(n+1)(n+2)}\left|n+2\right\rangle\Big]\).

Example 12.5   More first-order shifts

Find the first-order ground-state shift for: (a) \(bx^2\) in the delta well \(V=-\delta(x)\), \(\psi=\sqrt\alpha e^{-\alpha|x|}\); (b) \(\varepsilon\cos\frac{2r}{a_0}\) on hydrogen; (c) \(g\cos kx\) on an oscillator; (d) \(\lambda x\) for \(x>0\) only on an oscillator; (e) two particles in a box \([0,a]\) with \(\lambda\delta(x_1-x_2)\); (f) \(bx^4\) on an oscillator (state \(n\)).

Solution

  • (a)  \(E^1=2b\alpha\displaystyle\int_0^\infty x^2e^{-2\alpha x}dx=\frac{b}{2\alpha^2}\).

  • (b)  \(E^1=\dfrac{4\varepsilon}{a_0^3}\mathrm{Re}\displaystyle\int_0^\infty r^2e^{-2r(1-i)/a_0}dr=\frac{\varepsilon}{2}\,\mathrm{Re}\frac{1}{(1-i)^3}=-\frac{\varepsilon}{4}\).

  • (c)  \(E^1=g\,\mathrm{Re}\left\langle 0\middle|e^{ikx}\middle|0\right\rangle =g\exp\Big(-\dfrac{k^2\hbar}{4m\omega}\Big)\).

  • (d)  \(E^1=\lambda\sqrt{\dfrac{m\omega}{\pi\hbar}}\displaystyle\int_0^\infty xe^{-m\omega x^2/\hbar}dx=\frac{\lambda}{2}\sqrt{\frac{\hbar}{\pi m\omega}}\).

  • (e)  Both in \(\phi_1\): \(E^1=\lambda\dfrac{4}{a^2}\displaystyle\int_0^a\sin^4\frac{\pi x}{a}dx=\frac{3\lambda}{2a}\).

  • (f)  \(\left\langle n\middle|x^4\middle|n\right\rangle =\Big(\dfrac{\hbar}{2m\omega}\Big)^2(6n^2+6n+3)\) \(\Rightarrow E_n^1=\dfrac{3b\hbar^2}{4m^2\omega^2}(2n^2+2n+1)\).

Example 12.6   Second order for \(\frac12bx^2\)

\(H=\frac{p^2}{2m}+\frac12m\omega^2x^2+\frac12bx^2\). Find \(E_n^2\).

Solution

  • Only \(\left|n\pm 2\right\rangle\) contribute: \(E_n^2=\dfrac{b^2}{4}\Big(\dfrac{\hbar}{2m\omega}\Big)^2\dfrac{n(n-1)-(n+1)(n+2)}{2\hbar\omega}=-\dfrac18\Big(n+\dfrac12\Big)\hbar\omega\dfrac{b^2}{k^2}\), \(k=m\omega^2\).

  • Check: exact \(\omega'=\omega\sqrt{1+b/k}\approx\omega\big(1+\frac{b}{2k}-\frac{b^2}{8k^2}\big)\).

12.2  Degenerate Perturbation Theory

  • If \(E^0\) is degenerate (say \(\left|\psi_a\right\rangle,\left|\psi_b\right\rangle\), orthonormal), the denominators \(E_n^0-E_m^0\) vanish; the correct zeroth-order states are combinations \(\left|\phi^0\right\rangle=\alpha\left|\psi_a\right\rangle+\beta\left|\psi_b\right\rangle\).

  • The \(O(\lambda)\) equation projected on \(\left|\psi_a\right\rangle,\left|\psi_b\right\rangle\) gives, with \(W_{ij}=\left\langle \psi_i\middle|W\middle|\psi_j\right\rangle\): \[\begin{pmatrix}W_{aa}&W_{ab}\\W_{ba}&W_{bb}\end{pmatrix}\begin{pmatrix}\alpha\\\beta\end{pmatrix}=E^1\begin{pmatrix}\alpha\\\beta\end{pmatrix}.\]

  • First-order shifts are the eigenvalues of \(W\) restricted to the degenerate subspace: \[E^1_\pm=\frac12\Big[W_{aa}+W_{bb}\pm\sqrt{(W_{aa}-W_{bb})^2+4|W_{ab}|^2}\Big].\]

Theorem: a good basis

  • If a Hermitian \(A\) commutes with \(H_0\) and \(W\), and \(\left|\psi_a\right\rangle,\left|\psi_b\right\rangle\) are eigenstates of \(A\) with distinct eigenvalues \(\mu\ne\nu\), then \(W_{ab}=0\): \[0=\left\langle \psi_a\middle|[A,W]\middle|\psi_b\right\rangle =(\mu-\nu)W_{ab}.\]

  • Choosing such a basis makes \(W\) already diagonal — non-degenerate formulas then apply.

Algorithm

  1. Diagonalize \(H_0\) (find \(H_{0D}\)).

  2. Write \(W'_{ab}=\left\langle \psi_a\middle|W\middle|\psi_b\right\rangle\) in that eigenbasis (if \(H_0\) is already diagonal, \(W'=W\)).

  3. Diagonalize \(W'\) within each degenerate block \(\to W'_D\).

  4. Energies to first order: eigenvalues of \(H_{0D}+\lambda W'_D\).

Example 12.7   Degenerate \(2\times2\)

\(H=\begin{pmatrix}E_0&\lambda V_0\\\lambda V_0&E_0\end{pmatrix}\). First-order energies?

Solution

  • \(H_0=E_0I\) (doubly degenerate), \(W=\begin{pmatrix}0&V_0\\V_0&0\end{pmatrix}\) with eigenvalues \(\pm V_0\), eigenvectors \(\frac1{\sqrt2}\binom1{\pm1}\).

  • \(E=E_0\pm\lambda V_0\) — the level splits symmetrically.

Example 12.8   Non-diagonal \(H_0\)

\(H=\begin{pmatrix}2E_0&0&0\\0&E_0&E_0\\0&E_0&E_0\end{pmatrix}+\lambda\begin{pmatrix}V_0&0&0\\0&0&V_0\\0&V_0&0\end{pmatrix}\). First-order energies?

Solution

  • \(H_0\) eigenvalues \(2E_0,2E_0,0\) with eigenvectors \((1,0,0)\), \(\frac1{\sqrt2}(0,1,1)\), \(\frac1{\sqrt2}(0,1,-1)\).

  • In this basis \(W'=\mathrm{diag}(V_0,V_0,-V_0)\) — already diagonal in the degenerate block.

  • Energies: \(2E_0+\lambda V_0\) (still doubly degenerate) and \(-\lambda V_0\).

Example 12.9   Cubic box with a quarter-prism perturbation

Cube of side \(a\); \(H_P=\lambda V_0\) for \(0<x<\frac a2\), \(0<y<\frac a2\) (all \(z\)). Find the shifts of (a) the ground state; (b) the first excited level.

Solution

  • (a)  Non-degenerate: \(E^1_{111}=\lambda V_0\cdot\frac12\cdot\frac12\cdot1=\dfrac{\lambda V_0}{4}\).

  • (b)  \(6E_0\) is triply degenerate: \(\left|1\right\rangle=\left|211\right\rangle\), \(\left|2\right\rangle=\left|121\right\rangle\), \(\left|3\right\rangle=\left|112\right\rangle\). Using \(\frac2a\int_0^{a/2}\sin\frac{\pi x}{a}\sin\frac{2\pi x}{a}dx=\frac{4}{3\pi}\): \[W=V_0\begin{pmatrix}\frac14&\frac{16}{9\pi^2}&0\\\frac{16}{9\pi^2}&\frac14&0\\0&0&\frac14\end{pmatrix}.\]

  • (\(W_{13}=W_{23}=0\) because the \(z\)-integral \(\int\phi_1\phi_2\,dz=0\).)

  • \(E=6E_0+\lambda V_0\Big(\dfrac14\pm\dfrac{16}{9\pi^2}\Big)\) and \(6E_0+\dfrac{\lambda V_0}{4}\) — the degeneracy is partly lifted.

Example 12.10   Cubic box with a point perturbation

\(H_P=\lambda a^3V_0\,\delta(x-\frac a4)\delta(y-\frac a2)\delta(z-\frac{3a}{4})\). Find the shifts of (a) the ground state; (b) the first excited level.

Solution

  • \(W_{ij}=\lambda V_0\,a^3\,\phi_i(\vec r_0)\phi_j(\vec r_0)\) with \(\vec r_0=(\frac a4,\frac a2,\frac{3a}{4})\).

  • (a)  \(E^1=8\lambda V_0\sin^2\frac\pi4\sin^2\frac\pi2\sin^2\frac{3\pi}{4}=2\lambda V_0\).

  • (b)  At \(\vec r_0\): \(a^{3/2}\phi_{211}=2\sqrt2\cdot1\cdot1\cdot\frac{1}{\sqrt2}=2\),   \(a^{3/2}\phi_{121}=0\) (\(\sin\pi=0\)),   \(a^{3/2}\phi_{112}=2\sqrt2\cdot\frac1{\sqrt2}\cdot1\cdot(-1)=-2\). \[W=\lambda V_0\begin{pmatrix}4&0&-4\\0&0&0\\-4&0&4\end{pmatrix}\;\Rightarrow\;\text{eigenvalues }0,\ 0,\ 8\lambda V_0.\]

  • A rank-one (point) perturbation shifts only one combination: \(6E_0\) (twice) and \(6E_0+8\lambda V_0\).

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